CfPA 4th ANNUAL
CROWDFINANCE SUMMIT
April 20, 2017 | Washington, D.C.
The New Funding Continuum
The CfPA 4th Annual Crowdfinance Summit will be timely and informative only a few months into the new administration with all JOBS Act Rules – Reg A+, Reg CF and Title II – in full effect. The CfPA Annual Summit is always unique, as the only conference for the industry by the industry with the participation of alternative finance luminaries, an esteemed Board of Directors, and leaders from every segment of the industry. Join us April 20th in our nation’s capitol.
The Details
April 20, 2017
1776 is located at 2231 Crystal Drive, Arlington, VA 22202
The 2017 CfPA Annual Crowdfinance Summit will be led by some of the most prominent figures in finance, FinTech, and securities governance, focused on the outlook and opportunities for Crowdfinance this year and beyond.
The conference is strategically structured to ensure that participants share knowledge and strategies while maximizing networking opportunities.
AGENDA SUMMARY
* Registration and Breakfast
* Opening Remarks: CfPA
* Opening Keynote: Fundrise
* Issuer Case Study: Legion M
* JOBS Act Update: Reg A+, Reg CF and Reg D 506©
* Legislative Update: SEC
* The Evolving Landscape of Capital Formation
* Real Estate Crowdfunding
* Fireside Chat: OTC Markets Group
* Fireside Chat: NYSE
* Fireside Chat: NASDAQ
* Issuer Case Study: Social BlueBook
* Crowdfunding Enabled Innovations Around the World
* Building Community: Intrastate, University & Non-Profit Crowdfunding
* CfPA Initiatives and Updates
* Marketing Strategies for Success
* Closing Remarks: CfPA
* Networking & Cocktail Party
2017 Summit Agenda
7:00-8:00am
Registration and Breakfast
8:00-8:15am
Opening Remarks
– Richard Swart, CSO, NextGen Crowdfunding (Moderator)
8:15-8:45am
CfPA Opening Keynote
– Brandon Jenkins, COO, Fundrise
– Bjorn Hall, General Counsel, Fundrise
8:45-9:00am
Issuer Case Study: Legion M
– Jeff Annison, Co-founder & President, Legion M
9:00-9:45am
JOBS Act Update: Reg A+, Reg CF and Reg D 506©
– Sara Hanks, Founder and CEO, CrowdCheck
– Peter Duggan, SVP, Computershare
– Scott Purcell, CEO, FundAmerica
– Andrew Dix, CEO, Crowded Media Group
– Richard Swart, CSO, NextGen Crowdfunding (Moderator)
9:45-10:00am
Legislative Update
– Sebastian Gomez, Chief, Office of Small Business Policy, SEC (Moderator)
10:00-10:15am
Break
10:15-11:00am
The Evolving Landscape of Capital Formation
– Blaine McLaughlin, VIA Folio
– Jeremy Neilson, CEO, Assure Services
– Vince Molinari, Managing Director at Ouisa, LLC
– Ryan Schellhous, Founder and CEO, IndigoSpire Advisors
– Tony Zerucha, Managing Editor, Bankless Times (Moderator)
11:00-12:00pm
Real Estate Crowdfunding
– Ray Urrutia, CEO, RE^Vitalize Investment
– Brian Dally, Co-founder and CEO, GROUNDFLOOR
– Donald Liu, Founder and CEO, REITS Fintech
– Amy Wan, Partner at Trowbridge Sidoti LLP
– Amy Kirsh, Director of Investor Relations, RealtyShares (Moderator)
12:00-1:00pm
Lunch
1:00-1:20pm
Markets and Liquidity – Fireside Chat
– Jason Paltrowitz, EVP, OTC Markets Group
– Interviewed by Brian Korn, Head of Digital Finance & Marketplace Lending, Manatt Phelps & Phillips (Moderator)
1:20-1:40pm
Markets and Liquidity – Fireside Chat
– Paul Dorfman, Director, NYSE
– Interviewed by Jordan Fishfeld, Managing Director, CFX Markets (Moderator)
1:40-2:00pm
Markets and Liquidity – Fireside Chat
– Annemarie Tierney, Vice President, Head of Strategy and New Markets, NASDAQ
– Interviewed by Sara Hanks, Founder and CEO, CrowdCheck (Moderator)
2:00-2:20pm
Issuer Case Study: Social BlueBook
– Sam Michie, President, Social BlueBook
2:20-2:40pm
Investor Protections & Compliance
– Irwin Stein, Founder/CEO, XXII Century Consulting
– Interviewed by Darren Marble, CEO CrowdfundX (Moderator)
2:40-3:30pm
Crowdfunding Enabled Innovations Around the World
– Sead Muftic, CEO, BIX Bank
– Samson Williams, Chief Strategy Officer, SeedUps
– Anca Bogdana Rusu, Digital Finance Specialist, IFC
– Dan Spuller, Director of Member Services, Chamber of Digital Commerce
– Xiaochen Zhang, President, FinTech4Good (Moderator)
3:30-3:45pm
Break
3:45-4:30pm
Building your Community: Intrastate, University and Non-Profit Crowdfunding
– Amy Pearl, Executive Director, Hatch Innovation
– Britt Lake, Chief Program Officer, GlobalGiving
– McCabe Callahan, CEO, Community Funded
– Scott McIntyre, Director, The University of Toledo (Moderator)
4:30-5:00pm
CfPA Initiatives and Updates
– Kevin Provost, CEO and founder, CoFund360
– Claiborne Booker, Quadrivium Partners
– Scott McIntyre, President, Crowdfunding Professional Association (Moderator)
5:00-5:45pm
Marketing Strategies for Success– Hugh Austin, CEO, Small Cap Nation
– Alexandra Tynion, Principal, SeedInvest
– David Metzler, Managing Director, Serenity Ventures Partners
– Peter Goldstein, CEO and Founder, Alchemy Capital
– Gene Massey, CEO, MediaShares (Moderator)
5:45-6:00pm
Closing Remarks
– Scott McIntyre, Managing Director, Phabriq Development
6:00-8:00pm
Networking & Cocktail Party
Who’s Attending
The audience consists of industry veterans who remain passionate about democratizing the financial markets. Specific member demographics included:
- Founders, Entrepreneurs & Issuers
- Legislators, Regulators & Legal experts
- FinTech Pioneers
- Investment Bankers
- Growth/ Venture Investors
- Financial Advisors and service providers
- Analysts
- Financial innovators
- Credentialed members of the financial media
Brian is the Founder of Crowdwise, LLC, and is an angel investor in 80+ private startups through equity crowdfunding.
Jenny Kassan has almost three decades of experience as an attorney and advisor for mission-driven enterprises. She has helped her clients raise millions of dollars from values-aligned investors and raised over $3 million for her own businesses.
Over 35 years of experience in Information Technology with the majority of time being spent in the Financial Services industry. Possesses detailed knowledge of all aspects of the online capital formation/crowdfunding, international brokerage, hedge fund and asset management businesses. Able to recruit and motivate strong teams capable of solving mission critical business problems.
Devin is a journalist, author and educator. He calls himself a champion of social good. As a new-media journalist and founder of the Your Mark on the World Center, Devin has established himself as a champion of social good. As a Forbes contributor, with over 400 bylines and over
Vincent Molinari is the CEO of Templum Markets, (FINRA Registered Broker Dealer and ATS) and Co-Founder of it’s parent company, Templum, Inc. He is also a Co-Founder and Co-Chair of the Blockchain Commission for Sustainable Development and is a Co-Founder and Co-Chair of Blockchain for Impact.
Blaine McLaughlin is the Chief Product Officer of VIA Folio, an innovative IPO, private and alternative investment platform that makes it easy for online platforms, issuers, investors, brokers and advisors to engage with IPOs, private and alternative debt and equity offerings. Part of Folio Investments, Inc., VIA Folio supports issuance, custody, servicing and secondary transactions in public and private equity and debt investments, and other listed and unlisted securities. McLaughlin joined the company in 2007, and has led retail customer acquisition and management, partnerships, portfolio acquisition, introducing broker services, and other business development activities.
Sara Hanks, Founder and CEO of CrowdCheck, is an attorney with over 30 years of experience in the corporate and securities field. CrowdCheck provides due diligence, disclosure and compliance services for online capital formation. Its services help entrepreneurs and project sponsors through the disclosure and due diligence process, give investors the information they need to make an informed investment decision and avoid fraud and help intermediaries avoid liability.
David N. Feldman concentrates his practice on corporate and securities law and mergers and acquisitions, as well as general representation of public and private companies, entrepreneurs, investors, and private equity and venture capital firms. Mr. Feldman also advises emerging growth companies with regard to alternatives to traditional financing through initial public offerings. He is also considered an authority on public offerings through the recently implemented SEC Regulation A+. Mr. Feldman also represents investors, social media sites, public and private issuers and applicants for grow and dispensary licenses in the emerging cannabis industry.
Jason Paltrowitz is Executive Vice President and Global Head of Business Development at OTC Markets Group, where he is responsible for all international and domestic corporate services new business and relationship management. Prior to joining OTC Markets in October 2013, Mr. Paltrowitz was Managing Director and Segment Head at JP Morgan Chase and was responsible for the custody, clearing and collateral management business in the Corporate and Investment Bank division. Mr. Paltrowitz started his career at BNY Mellon serving in multiple senior management positions, most notably as Head of M&A for the Financial Markets and Treasury Services Sector and 11 years in the Depositary Receipt Division as the Head of the Global Capital Markets Group. Mr. Paltrowitz also served as a member of the Board of Directors at OTC Markets Group from 2008 – 2011.
Patrick Tracey is Director of Business Development for Morrow Sodali. In this role, Pat brings expertise in a number of areas including Proxy Solicitation – Activism – Corporate Governance Advisory – IPO Prep – Demutualization (Insurance Companies, Community Banks and Credit Union) – Stock Surveillance for Public, Private and Mutual companies.
Xiaocheh Zhang currently serves on the CfPA Board of Directors. He is also a co-founder of the Crowdfunding China Society (CFCS). As a crowdfunding thought leader, he has advised many organizations in applying alternative finance and result-based approach in transforming their business models. He has provided services to World Bank, United Nations, TUEV SUED, Virginia Tech, Peking University and some other organizations in the past 15 years. Xiaochen has rich experience in both public and private sector in America, Africa, Asia, Latin America and Europe to incubate and scale up innovative programs and projects at all levels. He is also a recognized speaker in climate finance, green innovation and crowdfunding. Here are a few examples:
Rodney Sampson is an innovator, serial entrepreneur, angel investor, published author, and consecrated bishop. As an innovator and serial entrepreneur, Sampson co-founded Multicast Media Networks (Streamingfaith.com) in 2000 (acquired in 2010), a live and on-demand streaming platform that laid the foundation for companies like YouTube and Ustream. Not stopping there, Sampson co-founded Intellectual Currency (an integrated marketing, intellectual property, diversity & inclusion and business development advisory firm) in 2002, Intellect Inspire (a digital publishing imprint of Audible) in 2006, and Legacy Opportunity Fund in 2007 with investments in technology, consumer products, energy, cyber-security, publishing and the entrepreneurial ecosystem. He also serves on the advisory boards of Digit, a disruptive financial technology company, Mark Burnett Productions, Springboard Fund and multiple startup and early stage companies throughout the world.
Thell Woods, a former interim president of the CfPA, founded and currently serves as chairman of Crowdfunding Services LLC. The company helps establish “Community Centric Crowdfunding” programs offering both non-profit and securities offerings. Thell serves specifically defined communities throughout Michigan developing the www.C3funding.com website as the base for these programs.
Brian Korn was elected to the Board of Directors (Legal P.O.V.) of the Crowdfunding Professional Association in January 2014. Brian is a corporate and securities attorney at the law firm Manatt, Phelps & Phillips, LLP, and has had multiple appearances on Fox Business Television, Bloomberg, CCTV America and National Public Radio as an expert on the JOBS Act, including its impact on crowdfunding, peer-to-peer lending, IPOs and market trading dynamics. He has been published or quoted in Forbes, CNBC, MSNBC, New York Law Journal, Law360, Philadelphia Inquirer, Pittsburgh Post-Gazette, The Financier Worldwide and The Review of Securities & Commodities Regulation.
Thomas Lawson is vice president of private issuer services for VIA Folio, Folio’s private capital network. In his role at VIA Folio, he provides legal and regulatory guidance to business development and operations. As part of this work, he supports VIA Folio’s online transactions in unlisted securities. He joined Folio in 2015.
AdaPia D’Errico is the Chief Marketing Officer at Patch of Land, where she heads up marketing, which includes strategy, brand, communications, partnerships and client services. Prior to joining Patch of Land, AdaPia ran a consulting company that developed growth strategies for major brands at Disney and Mattel, as well as technology and new media startups. AdaPia began her career at CIBC and subsequently spent 8 years in banking and investment management with a focus on customer relationship management, investor relations, and corporate communications. AdaPia is a published writer, blogger for The Huffington Post, and is a public presenter on topics including growth strategies, entrepreneurship, crowdfunding and brand development. AdaPia holds a B.B.A from the University of British Columbia and a B.A in International Business Economics from Hogeschool Zeeland, The Netherlands.
Dara Albright is a recognized authority, thought provoker and frequent speaker on topics relating to market structure, private secondary transactions, next-gen IPOs, P2P, FinTech and crowdfinance. Albright has held a distinguished 23 year career in IPO execution, investment banking, corporate communications, financial marketing as well as institutional and retail sales.
Jordan Fishfeld is the former CEO and co-founder of PeerRealty (sold), and current Chairman of the Board and co-founder of CFX Markets and OpenFinance Network, secondary market platforms for traditionally crowdfunded and digital assets, respectively. In this role, he focuses his time on strategic planning and general oversight in the new and growing digital marketplace. With over 8 years of compliance, legal, investing, and sales experience in regulated markets, Jordan understands the need for a single coherent voice in the crowdfunding and blockchain industries.
Dr. Richard Swart is recognized as the global thought leader in the crowdfunding industry. Richard is a founding board member of the Crowdfunding Professional Association (CfPA), the Crowdfunding Intermediary Regulatory Advocates (CIFRA), and an early leader in the field. Richard co-organized the first major national conference on crowdfunding and coordinated several educational events on the JOBS Act throughout the United States for the White House.
Scott McIntyre. 2024 marked Scott’s 9th term as Chairman of the CfPA’s Board of Directors, having served in leadership since formation in 2012, including four terms as President & Chair.
Alon is the Managing Partner of Stacked Capital, an early-stage industry agnostic venture capital fund. Previously Alon was the co-founder, Chief Financial Officer, and Chief Technical Officer of crowdfunding platform RocketHub, acquired in 2015. Alon is a founding member of the Forbes Technology Council, and a Strategic Advisor to Zombie Soup (Artificial Intelligence, Virtual Reality, and games); he has twice testified in front of U.S. Congress on equity crowdfunding, co-authored three acclaimed whitepapers on the JOBS Act, and was selected to lead FINRA’s Capital Markets Series on crowdfunding. Alon oversaw RocketHub’s partnerships with the White House, U.S. Department of State, Fulbright Foundation, Cisco, Microsoft, Chrysler, and others. Alon has led large speaking engagements for organizations including American Express, TEDx, Campaign Summit, Re.Comm, and Make Innovation. Alon earned his M.Sc from Columbia University and was a fellow at the Earth Institute’s Advanced Consortium of Cooperation, Conflict, and Complexity; he specialized in genocide prevention and social network theory.